Privacy Policy

NOTICE OF PRIVACY POLICY AND PRACTICE

BCG Securities, Inc. is committed to protecting your privacy and maintaining the confidentiality and security of your personal information. We do not disclose nonpublic personal information about our clients/investors or former clients/former investors to third parties other than described below:

We collect information about you (such as your name, address, social security number, assets and income) from our discussions with you, from documents that you may deliver to us and in the course of providing services for you. We may use this information to provide services to you, to open an account for you, to process a transaction for your account or otherwise in furtherance of our business. In order to service your account and effect your transactions, we may provide your personal information to our affiliates and to firms that assist us in servicing our account and have a need for such information, such as a broker or fund administrator or financial adviser. We do not otherwise provide information about you to outside firms, organizations or individuals except to our attorneys, accountants and auditors and as permitted by law.

We restrict access to nonpublic personal information about you to personnel and affiliates that need to know that information to perform their job responsibilities and provide product and services to you. We maintain physical, electronic and procedural safeguards that comply with federal safeguards to guard your personal information.

This Privacy Notice also relates to the all related entities and branch offices of BCG Securities, Inc. Please contact BCG Securities, at 856-393-1950 if you have any questions concerning the privacy of your account information.

We understand that the relationship you have with your registered representative is important to you. If your registered representative’s affiliation with BCG Securities ends and he or she chooses to move to a different broker-dealer, or if your registered representative’s relationship is terminated, your BCG registered representative may be allowed to take with him or her copies of all client and account documentation (including but not limited to: account applications; customer statements; and other pertinent forms related to your account), so your registered representative is able to continue the relationship with you and service your account through his or her new firm. BCG will also retain copies of your client and account documentation. You do not need to take action if it is your choice to allow your BCG registered representative to keep copies of your confidential information should he or she leave our firm. If you do not want your registered representative to keep copies of your confidential information should he or she decide to end the relationship with BCG in the future, you have the right to opt out. If your account with us is a joint account, we will treat the opt out request by a joint account owner as applying to all owners on the account. If you choose to opt out now; at any time in the future; or wish to withdraw your opt out request, contact us at 856-393-1950. If it is your choice to opt out there will be a 30-day period before your opt out will take effect.

SIPC: Your investment account may also have account protection for the net equity of your securities positions and cash in your account. The Securities Investor Protection Corporation (SIPC) provides $500,000 of net equity protection, including $100,000 for claims for cash awaiting reinvestment. Additionally, if your account is held in custody at Pershing, LLC, Pershing will provide additional protection for the full net equity amount of your account. You may obtain more information about SIPC, including the SIPC brochure, by contacting SIPC at 202-371-8300, or by going to www.sipc.org or by contacting BCG Securities at 888-394-2247.

This Privacy Notice also relates to the all related entities and branch offices of BCG Securities, Inc. Please contact BCG Securities, at 856-393-1950 if you have any questions concerning the privacy of your account information.